Foreign Broker-Dealers

+$1 million to $100 million generated commissions revenue in home equity markets. Primary headquarters in non-U.S. jurisdiction. Offering a full suite of broker-dealer solutions to Major US & Canadian institutional investors transacting in the FBD’s member listed countries/region.

U.S Broker-Dealers

According to recent data from FINRA, there are more than 3,000 registered broker-dealers operating in the U.S. At GSCG, we have developed insight into the overall BD landscape and typically work with ‘introducing’ or ‘executing’ BD firms employing up to 50 registered representatives.

Registered Investment Advisers

Need an embedded compliance function to supervise firm activities? At GSCG, we are sensitive to the specific guidelines that govern your interests. And we try to ‘see around the corner’ when it comes to new rules and regulations; thereby potentially mitigating any adverse effect to your end clients and overall business.

Private Financial Companies

Whether you are a single-owner LLC; an established partnership; family office; or an affiliate of a larger multi-national financial organization; GSCG can harmonize processes, map efficiencies, and reduce operational risk to your platform. Understanding the interconnectedness of markets and the idiosyncratic challenges you face means we help advance your goals.