U.S. Broker-Dealers
Independent firms, private placement businesses and institutional platforms seeking experienced compliance leadership and principal supervision.
Independent. Experienced. Global.
Compliance, supervision and strategic counsel. Regulatory discipline with commercial acumen.
Established 2017
Independent by design
Six continents
Client experience
Principal-led
Direct accountability
Our Firm
GSCG combines regulatory knowledge, global experience and an operator's perspective to turn complex obligations into practical decisions. From an ongoing CCO mandate to a defined strategic project, we establish a clear scope of responsibility.
Led by Gil Aikins, Managing Principal, delivering institutional expertise and an independent firm's perspective to help clients solve complex regulatory and commercial challenges.
Our Principal
Managing Principal
Our Services
Temporary C-Suite mandates, registered principal support and day-to-day supervisory oversight.
Compliance programs, written supervisory procedures, AML controls, mock examinations and regulatory response support.
Broker-dealer and investment adviser registration support, new and continuing membership applications, licensing and business expansion.
SEC Rule 15a-6 frameworks, research distribution and institutional access, with practical counsel for boards and executive teams.
Wisdom outlasts market cycles.
Regulatory clarity. Commercial understanding.
Our Clients
Independent firms, private placement businesses and institutional platforms seeking experienced compliance leadership and principal supervision.
Advisory firms seeking compliance leadership, registration support and practical controls aligned with their business.
Foreign broker-dealers and financial groups navigating U.S. institutional relationships and cross-border regulatory requirements.
Achieving Together
Ongoing leadership, interim coverage or a defined project. We begin with your business, clarify the responsibilities and agree the scope.
Tell us what your firm is facing.
Discuss your mandate